LargoFLRecruiter Since 2001
the smart solution for Largo jobs

Licensed Invest Support Specialist II

Location: Largo
Posted on: November 19, 2020

Job Description:

GENERAL FUNCTION: The Licensed Investment Support Specialist II provides office management support for registered securities representatives (e.g., Investment Executives, or Wealth Management Advisors).




ESSENTIAL DUTIES AND RESPONSIBILITIES:


. Provide daily administrative support to designated registered representatives, and existing and potential clients.


. Provide guidance to the banking center partners as requested.


. Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order entry etc.


. Perform account maintenance including opening new accounts, money transfer requests, executing orders, address changes, etc.


. Ensure that all assigned trading transactions are executed in a timely and accurate manner, and that all documentation is maintained to standards


. Maintain close contact with clients in order to ensure that they are informed about industry changes while providing the opportunity for additional products and services.


. Educate and coach business partners on current market conditions, products, compliance and operational duties.


. Support multiple registered securities representatives or representatives with very large books of business.


. Handle various administrative functions for the registered securities representatives including but not limited to executing trades.


. Ensure that all trading activity complies with federal and internal compliance regulations and guidelines.


. Work closely with Banking Center or Private Bank partners to identify cross sell and referral opportunities.


. Help with onboarding of Investment Executives, Wealth Management Advisors, or Licensed Investment Support Specialists as requested.


. Perform other projects or duties as assigned.




SUPERVISORY RESPONSIBILITIES: None.

Keywords: , Largo , Licensed Invest Support Specialist II, PR / Public Relations , Largo, Florida

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other PR / Public Relations Jobs


Licensed Title Closer - Real Estate
Description: We're a Title Company with offices in Palm Harbor and Tampa looking to add several licensed title closers to our team.
Company:
Location: Palm Harbor
Posted on: 11/19/2020

Retail Personal Banker - Cross-Sell
Description: GENERAL FUNCTION: Entry into a sales position with a primary focus on sales development and relationship building through the promotion of deposits, loans, fee-based services and the retention of customers. (more...)
Company:
Location: Clearwater
Posted on: 11/19/2020

Retail Personal Banker I
Description: GENERAL FUNCTION: The Personal Banker I is a branch position focused on using the consultative sales process to proactively identify and meet the financial needs of customers or prospects. The Personal (more...)
Company:
Location: Lakeland
Posted on: 11/19/2020


Retail Personal Banker I
Description: font face Arial GENERAL FUNCTION: The Personal Banker I is a branch position focused on using the consultative sales process to proactively identify and meet the financial needs of customers or prospects. (more...)
Company:
Location: Sarasota
Posted on: 11/19/2020

CSR / Teller - Scott Lake BC - Full Time
Description: p font face Arial Banking Customer Service Representative /font /p br p font face Arial Job Description br / br If you are a dynamic and driven Customer Service Representative who has (more...)
Company:
Location: Lakeland
Posted on: 11/19/2020

Retail Personal Banker - Cross-Sell
Description: font face Arial GENERAL FUNCTION: Entry into a sales position with a primary focus on sales development and relationship building through the promotion of deposits, loans, fee-based services and the (more...)
Company:
Location: Sarasota
Posted on: 11/19/2020

Licensed Invest Support Specialist II
Description: font face Arial GENERAL FUNCTION: The Licensed Investment Support Specialist II provides office management support for registered securities representatives e.g., Investment Executives, or Wealth (more...)
Company:
Location: Largo
Posted on: 11/19/2020

Mortgage Loan Originator
Description: font face Arial GENERAL FUNCTION: Performs a wide range of duties relating to the origination of residential 1st mortgage loans for outside referrals. Meets standards and objectives defined by management (more...)
Company:
Location: Clearwater
Posted on: 11/19/2020

Immediate need for an experienced Administrative Assistant!
Description: Are you seeking a Great opportunity to join a team environment and a GROWING Corporation br br Candidate will coordinate
Company:
Location: Clearwater
Posted on: 11/19/2020

Retail Personal Banker I
Description: font face Arial GENERAL FUNCTION: The Personal Banker I is a branch position focused on using the consultative sales process to proactively identify and meet the financial needs of customers or prospects. (more...)
Company:
Location: Bradenton
Posted on: 11/19/2020

Log In or Create An Account

Get the latest Florida jobs by following @recnetFL on Twitter!

Largo RSS job feeds